About LPL Financial

LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation.* For more than four decades, the firm has supported financial advisors in their goals of protecting and growing their clients' investment portfolios.

With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as:

  • Enabling technology
  • Comprehensive clearing and compliance services
  • Practice management programs and training
  • Independent asset management research

LPL Financial understands that providing unbiased wealth management is critical to their financial security. Because the firm has no proprietary products to sell, LPL Financial advisors can provide truly unbiased, conflict-free investment advice and investment planning.

* As reported by Financial Planning magazine, June 1996-2010

The LPL Financial family of affiliated companies includes LPL, UVEST Financial Services Group, Inc., Mutual Service Corporation, Waterstone Financial Group. Inc., and Associated Securities Corp., each of which is a member of FINRA/SIPC.
The LPL Financial registered representative associated with this page may only discuss
and/or transact securities business with residents of the following states:
California, Colorado, Maryland, Mississippi, New Jersey, New York, Oklahoma and Pennsylvania.
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